Compliance Officer

Location London
Contact name: John Bute

Contact email:
Job ref: 1221

Compliance Officer - Investment Management
London – Up to £110,000

Gresham Hunt is currently partnered with a leading Investment Management firm in their search for a new Compliance Officer.

Our client is a global investment firm that specialise in sustainable investments within emerging markets. They are a great organisation to work for, with a real emphasis on changing the world for the better.

This is a Manager grade position, with responsibilities covering their Complaints and Information function. They are looking for candidates who want to take ownership of a key vertical within their compliance function.

The main responsibilities of the role include:
  • Monitoring, maintaining, and improving the Complaints Framework, including issuing responses
  • Supporting investigation of complaints where necessary
  • Take ownership of FOI requests, liaising with internal and external stakeholders to generate timely responses
  • Draft and update policies in relation to Complaints and Information frameworks
Successful candidates will have:
  • Experience within financial services, ideally within sustainable private equity, project finance, DFIs or MDBs
  • Experience of dealing with complaints and/or information requests within a financial services context
  • Strong stakeholder management and team working skills
  • Previous experience in developing policies and procedures
Candidates must also demonstrate a genuine interest in sustainability and accountability. Previous experience in a charity or NGO in either a paid or voluntary capacity would be greatly desirable.

Candidates must be based in the UK with full right to work. Unfortunately visa sponsorship is not available at this time.

For more information, please send your CV to