Investment Compliance Officer

Location London
Discipline: Compliance & Financial Crime
Contact name: Sev Gul

Contact email: sev.gul@greshamhunt.com
Job ref: 1076

Gresham Hunt are excited to partner with a unique Investment company that offers a diversified range of active investment strategies across four main pillars: equities, fixed income, multi asset and private markets

Responsibilities:

  • Implementing and coding regulatory and contractual investment guidelines in compliance systems
  • Managing daily investment compliance guideline requests from client, regulatory and internal stakeholders
  • Supporting the development of global IPC function
  • Responsible and primary focused on rule implementation of investment guidelines of the company portfolios to ensure investment guideline

Qualifications

  • Bachelors degree or higher, preferably Economics, Finance or Law
  • 7+ years experience in investment compliance within a financial industry
  • 5+ years experience in managing relationships with fund auditors and with global regulators
  • Deep knowledge of fund, securities and derivatives markets

Please contact sev.gul@greshamhunt.com for more information.